Licenses and Regulatory Information

Licenses and Regulatory Information

At OnePrime, we prioritize transparency and compliance with global financial regulations.
Our operations are conducted under strict regulatory frameworks to ensure the highest
standards of service and security for our clients.

Australian Securities and Investments Commission (ASIC)

Royal Financial Trading Pty Ltd is licensed and regulated by ASIC (Australian
Securities & Investments Commission – License number AFSL 420268) and located in
Sydney, Australia.

OnePrime is the prime brokerage division within OneRoyal, serving our institutional clients.
As a part of Royal Financial Trading Pty Ltd it operates under the supervision of ASIC,
Australia’s primary financial regulatory body. Established in 1998, ASIC oversees financial
markets, securities, derivatives, and consumer credit to ensure fair and transparent operations.
Our tier 1 ASIC license ensures compliance with Australian financial laws, promoting trust
and integrity in our services.


Other Licenses Within Royal Group Holdings

  • Cyprus Securities and Exchange Commission (CySEC)
    Royal Financial Trading (CY) Ltd is licensed and regulated by CySEC (Cyprus
    Securities & Exchange Commission – License number 312/16) and located in
    Limassol, Cyprus.
    Regulating financial markets within the European Economic Area (EEA), CySEC
    ensures investor protection and market integrity, aligning with EU MiFID II
    regulations.

 

  • Vanuatu Financial Services Commission (VFSC)
    Royal CM Limited is regulated by Vanuatu Financial Services Commission
    (VFSC) with License Number 700284.
    The VFSC regulates international financial services in Vanuatu, promoting a stable
    financial environment with flexible operational frameworks suitable for global
    businesses.

 

  • Financial Services Authority (FSA)
    Royal ETP LLC is registered in Saint Vincent and the Grenadines under
    Company Number 149LLC2019.
    The FSA regulates non-banking financial services in Saint Vincent and the
    Grenadines. It ensures the integrity and transparency of the financial sector while
    supporting sustainable growth and compliance with international standards.


For further details, please visit the respective regulatory websites or contact our compliance
team.

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OnePrime is the trading name of Royal Financial Trading Pty Ltd.

 

Royal Financial Trading Pty Ltd (ACN: 157 780 259) is regulated by the Australian Securities & Investments Commission (ASIC). OneRoyal holds an Australian Financial Services Licence
(AFSL 420268) and is authorised to provide financial services to Wholesale Clients only (within the meaning of the Corporations Act 2001(Cth)). The information in this website has been
prepared on this basis and is for use by such Wholesale Clients only and no other persons.

 

Risk Disclaimer: Investing in over-the-counter derivatives carries a high level of risk where you may lose all your trading capital. It is important to read the Account Terms and Privacy Policy before deciding that OnePrime’s products meet your financial objectives and align with your risk profile.

 

Royal Financial Trading Pty Ltd is authorised to provide general advice only. Any information provided is of a general nature and does not consider your investment objectives or financial situation and should not therefore be relied upon as a substitute for extensive independent research before making your investment decisions.

 

Regional Restrictions: Royal Financial Trading Pty Ltd does not provide trading services to anyone residing in China, the U.S.A, Japan, Iran, and North Korea nor any other countries where the offer of our products is prohibited or restricted by laws. You must satisfy yourself that dealing in our products is permitted under the laws of the country that you reside.