Licenses and Regulatory Information

At OnePrime, we prioritize transparency and compliance with global financial regulations.
Our operations are conducted under strict regulatory frameworks to ensure the highest
standards of service and security for our clients.

Australian Securities and Investments Commission (ASIC)

Royal Financial Trading Pty Ltd is licensed and regulated by ASIC (Australian
Securities & Investments Commission – License number AFSL 420268) and located in
Sydney, Australia.

OnePrime is the prime brokerage division within OneRoyal, serving our institutional clients.
As a part of Royal Financial Trading Pty Ltd it operates under the supervision of ASIC,
Australia’s primary financial regulatory body. Established in 1998, ASIC oversees financial
markets, securities, derivatives, and consumer credit to ensure fair and transparent operations.
Our tier 1 ASIC license ensures compliance with Australian financial laws, promoting trust
and integrity in our services.


Other Licenses Within Royal Group Holdings

  • Cyprus Securities and Exchange Commission (CySEC)
    Royal Financial Trading (CY) Ltd is licensed and regulated by CySEC (Cyprus
    Securities & Exchange Commission – License number 312/16) and located in
    Limassol, Cyprus.
    Regulating financial markets within the European Economic Area (EEA), CySEC
    ensures investor protection and market integrity, aligning with EU MiFID II
    regulations.

 

  • Vanuatu Financial Services Commission (VFSC)
    Royal CM Limited is regulated by Vanuatu Financial Services Commission
    (VFSC) with License Number 700284.
    The VFSC regulates international financial services in Vanuatu, promoting a stable
    financial environment with flexible operational frameworks suitable for global
    businesses.

 

  • Financial Services Authority (FSA)
    Royal ETP LLC is registered in Saint Vincent and the Grenadines under
    Company Number 149LLC2019.
    The FSA regulates non-banking financial services in Saint Vincent and the
    Grenadines. It ensures the integrity and transparency of the financial sector while
    supporting sustainable growth and compliance with international standards.


For further details, please visit the respective regulatory websites or contact our compliance
team.